Job Description
To Responsible for overall exchange compliances inclusive for National Stock Exchange Limited, BSE Limited, MCX limited and Central Depository Services (India) Ltd.
Data compilation by co-ordinating with all the departments of the organization and submissions for such compliances inclusive of weekly, monthly, quarterly, half yearly & annual compliances of NSE, BSE, MCX,NCDEX & CDSL i.e. enhance.
Attending inspections from exchanges (NSE, BSE and MCX), depository (CDSL) and regulator (SEBI) Correspondences with SEBI and exchanges in the matter of any inquiry, investigation, replying show cause notices etc.
Managing Bank Guarantee portfolio for multiple exchanges, clearingmembers, clearing corporations and from multiple banks.
Dealing in the matters with regards to the KYC, KRA, C-KYC i.e. account opening, registration of such KYC and removal of difficulties in day to dayoperations (if any).